Independent AML/CFT audit

A clear, independent audit of your AML/CFT framework.

An independent audit checks whether your risk assessment and AML/CFT programme meet New Zealand law, and whether the controls are being followed in practice.

Your documents are reviewed, selected client records are tested and a signed report is provided. The report explains what is working, where the gaps are and what to do next.

Limited and reasonable assurance audits are available. Reasonable assurance involves more evidence and sample testing.

How it works

  1. 01
    Confirm the scope

    We agree what is being audited and what information is needed.

  2. 02
    Review and test

    We assess the framework and test a selection of records.

  3. 03
    Receive the report

    You receive clear findings and practical actions.

Your audit is completed by an independent AML/CFT specialist, with the scope confirmed before work starts.

Request an audit quote

Tell us about your audit.

Share a few details about your organisation and likely audit scope. We will review the information and provide a clear quote before any work begins.

Your details

Likely audit scope

Is this your first independent audit?
Do you have a required completion date?
Preferred assurance level

Do not paste customer records, identity documents, suspicious activity or suspicious matter report information, or other sensitive material into this form.